Job Description What is the opportunity? Join a highly successful and growing team at RBC Wealth Management in Indianapolis as a Senior Client Associate/Senior Registered Client Associate! This exciting opportunity is perfect for someone with experience in the financial services industry who is registered (Series 7 and 66 or 63/65) . As a Senior Client Associate/Senior Re

Job Description What is the opportunity? The Internal Audit (IA) Manager Risk Management will provide independent, objective assurance over the design and execution of the Bank's risk management practices established through Enterprise Risk's internal infrastructure, frameworks, policies, management reporting, and board reporting. The Enterprise Risk Management Audit Team

The Senior Manager, Operational Risk Strategy and Regulatory Readiness will assist in leading the Operational Risk integration strategy and portfolio of work supporting the enhancement of the Combined US Operations (CUSO) Operational Risk governance structure. This role will coordinate US planning and execution of regulatory exams, coordinate regulatory remediation or pre

Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week 40 Employment Type Full time Platform Job Type Regular Pay Type Salaried Posted Date 2023 09 12 Application Deadline I nclusion and Equal Opportunity Employment At RBC, we embrace diversity and inclusion for innovation and growth. We are commi

Job Description What is the Opportunity? Reporting to the Chief Operating Officer (COO), U.S. Investment Management and Broker Dealer Compliance (IMBD). The candidate will be a strategic partner to the COO and work closely with the Chief Compliance Officer (CCO) to execute IMBD Compliance's strategic initiatives aligning these efforts with the overall vision and goals of

Job Description RBC Capital Markets RBC Capital Markets is a premier investment bank that provides a focused set of products and services to corporations, institutional investors and governments around the world. With more than 7,100 professionals, we operate out of 70 offices in 15 countries across North America, the U.K., Europe, and the Asia Pacific region. We work wit

This role will lead strategic initiatives and identify opportunities that drive growth and optimize portfolio performance, profitability and the client experience for the Real Estate Financing (REF) products. This role will establish an appropriate framework for monitoring and measuring portfolio performance ensuring a consistent and strong value proposition and financial

Address Los Angeles, California, United States of America City USA CA LOS ANGELES Country United States of America Work hours/week 40 Employment Type Full time Platform Group Risk Management Job Type Regular Pay Type Salaried Posted Date 2022 12 05 08 00 Application Deadline I nclusion and Equal Opportunity Employment At RBC, we embrace diversity and inclusion for innovat

Ensure that an organization's operations and procedures meet government and industry compliance standards. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. Job Description What is the Opportunity? Reporting to the Chief Operating Officer (COO), U.S. Investment Management and Broker Dealer Compliance (IMBD). The candidat

Job Description What is the opportunity? Responsible for fundamental analysis of companies in the Business & Information Services sector. What will you do? Assist in the development and detailed modeling of company specific financial models Coordinate, generate and maintain research reports, presentations and databases Provide research support to analyst as required Incum

Supports the Audit, Legal and Corporate Affairs organizations regarding documentation related to all business issues and regulatory matters. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week

Establishes effective business unit compliance programs to prevent or identify illegal, unethical, or improper business practices. Applies advanced in depth and/or broad knowledge, considered a top resource across the organization Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week 40 Employmen

The GRM Market Risk group provides independent and effective on site monitoring, controlling and communicating on the nature and extent of all material market risk and to ensure the implementation of and compliance with risk management policies and procedures. The incumbent will help promote a "Best of Class" risk oversight environment for the Combined US Operations (CUSO